Peter Roe is a registered investment advisor at Rtw Financial Advisors INC, based in Dallas, TX, with 44 years of industry experience. Their practice areas include Estate Planning, Financial Planning & Coaching, High Net Worth, Investment Management, and 2 more. Their firm serves 161 clients with $510M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
RTW Financial Advisors charges a percentage of your portfolio annually for investment management, ranging from 0.15% to 1.00%. The specific fee is negotiable and depends on factors like the complexity of your situation and the amount you invest. You'll also pay transaction fees, typically around $35 per transaction, and occasionally $75 for certain mutual funds.
Location
14114 Dallas Pkwy #530, Dallas, TX, 75254
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Peter is an owner/partner at RTW Financial Advisors, Inc., a registered investment advisor, dedicating most of his time to investment advice. He also occasionally participates in focus groups within the securities industry, spending minimal time on this activity.
Employment History
Current Registrations
Rtw Financial Advisors INC
Momentum Independent Network INC.Broker
Previous Registrations
Momentum Independent Network INC.
Rtw Financial Advisors INC
Meyers Pollock Robbins, INC.Broker
Reed Securities Company, INC.Broker
T.L. Reed Securities, INC.Broker
Slatery Securities Group, INC.Broker
E. F. Hutton & Company INCBroker
State Registrations13 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.