Penny Kelley
Penny Kelley is a registered investment advisor at Nfsg Corporation, based in Boca Raton, FL, with 39 years of industry experience. Penny operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Investment Management. Their firm serves 3,096 clients with $1.1B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.00% |
Fee is up to 2%.
Fee Estimator
Location
1200 North Federal Highway, Suite 400, Boca Raton, FL, 33432
Get directionsHistory
Regulatory History (1)
Employment Separation After Allegations
December 2019Other Business ActivitiesSells Insurance
Penny is the owner/president of Roswell Osteopathic Medical and owner of Kelley Pharmacy, dedicating about 10-20% of her time to each. She also serves as President/Owner of Roswell C.A.R.E, spending minimal time on this activity, and is an insurance agent.
Employment History
Current Registrations
Nfsg Corporation
Newbridge Securities CorporationBroker
Newbridge Securities Corporation
Previous Registrations
LPL Financial LLC
LPL Financial LLCBroker
Wells Fargo Advisors, LLCBroker
Wells Fargo Advisors, LLC
A. G. Edwards & Sons, INC.
A. G. Edwards & Sons, INC.Broker
A. G. Edwards & Sons, INC.Broker
Linsco/private Ledger CORP.Broker
A. G. Edwards & Sons, INC.Broker
Shearson Lehman Hutton INC.Broker
E. F. Hutton & Company INCBroker
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.