Frederick Warren
Frederick Warren is a registered investment advisor at Stifel Independent Advisors, LLC, based in Wichita, KS, with 36 years of industry experience. Their practice areas include Investment Management. Their firm serves 7,902 clients with $5B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Stifel Independent Advisors offers investment management through various programs. Fees are generally based on a percentage of assets, but can be a fixed dollar amount. The Stifel Vantage Program charges transaction-based commissions. The Stifel Summit Program charges up to 1.00% of the total value of investments under management. Fees are negotiable.
Location
608 West Douglas, Wichita, KS, 67203
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Stifel Independent Advisors, LLCBroker
Stifel Independent Advisors, LLC
Previous Registrations
Fahnestock Asset Management
Oppenheimer & CO. INC.Broker
Stifel, Nicolaus & Company, IncorporatedBroker
Stifel Nicolaus & CO INC Investment Services
Pruco Securities CorporationBroker
The Prudential Insurance Company of AmericaBroker
Shearson Lehman Hutton INC.Broker
E. F. Hutton & Company INCBroker
B.C. Christopher Securities CO.Broker
Metro Securities, INC.Broker
Massachusetts Mutual Life Insurance CompanyBroker
MML Investors Services, INC.Broker
The Equitable Life Assurance Society of the United StatesBroker
Equico Securities, INC.Broker
State Registrations7 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.