Kathleen Williams
Kathleen Williams is a registered investment advisor at Osaic Wealth, INC., based in Oklahoma City, OK, with 42 years of industry experience. Kathleen operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
Advance Financial Lighthouse, Inc., 4334 NW Expressway Suite 268, Oklahoma City, OK, 73116
Get directionsHistory
Regulatory History (2)
Employment Separation After Allegations
December 1995Customer Dispute
October 1995Other Business ActivitiesSells Insurance
Kathleen is the owner of Advance Financial Lighthouse, Inc., which she uses as a DBA to conduct business through FSC Securities. Most of her business involves insurance with Blue Cross Blue Shield or approved seminars/speaking engagements, taking nearly all of Kathleen's time.
Employment History
Current Registrations
Osaic Wealth, INC.
Osaic Wealth, INC.Broker
Previous Registrations
Fsc Securities Corporation
Fsc Securities CorporationBroker
Multi-Financial Securities Corporation
Multi-Financial Securities CorporationBroker
Equico Securities, INC.Broker
The Equitable Life Assurance Society of the United StatesBroker
State Registrations10 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.