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Geraldine Spinella
43 Years of Experience
Garden City, NY
1 DisclosureBroker
Geraldine Spinella is a registered investment advisor at Raymond James & Associates, INC., based in Garden City, NY, with 43 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B
Fee Structure
Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location
401 Franklin Avenue, Suite 320, Garden City, NY, 11530
Get directionsHistory
Regulatory History (1)
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Customer Dispute
August 2002Denied
Employment History
Current Registrations
Raymond James & Associates, INC.
June 2021 - Present · 5 yrs 1 mo
Raymond James & Associates, INC.
July 2017 - Present · 9 yrs
Raymond James & Associates, INC.Broker
July 2017 - Present · 9 yrs
Previous Registrations
Raymond James Financial Services, INC.Broker
July 2010 - July 2017 · 7 yrs
Janney Montgomery Scott LLC
September 2006 - July 2010 · 3 yrs 10 mos
Janney Montgomery Scott LLCBroker
October 1998 - July 2010 · 11 yrs 9 mos
Wolff Investment Group IncorporatedBroker
January 1991 - November 1998 · 7 yrs 10 mos
Baird, Patrick & CO., INC.Broker
May 1984 - January 1991 · 6 yrs 8 mos
William C. M. Kivlan, Stabb & Montagu LTDBroker
October 1983 - August 1986 · 2 yrs 10 mos
Walter Capital CorporationBroker
October 1983 - November 1983 · 1 mo
North Hills Investors, INC.Broker
August 1982 - November 1983 · 1 yr 3 mos
Norbay Securities INC.Broker
March 1982 - July 1982 · 4 mos
State Registrations10 states
COCTFLNCNJNYPASCTXVA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.