Ronald Smith
Ronald Smith is a registered investment advisor at LPL Financial LLC, based in Langhorne, PA, with 39 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
402 Middletown Blvd Ste 204, Langhorne, PA, 19047
Get directionsHistory
Regulatory History (2)
Customer Dispute
November 1988Criminal
January 1979Other Business Activities
Ronald owns rental real estate through RRR LLC since 2022. He spends minimal time on this investment-related activity.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Waddell & Reed
Waddell & ReedBroker
Atlantic Pacific Financial, INC.Broker
First Montauk Securities CORP.Broker
Saperston Financial INC.Broker
Meyers Pollock Robbins, INC.Broker
Vantage Securities, INC.Broker
V P Securities, INC.Broker
First Montauk Securities CORP.Broker
J. T. Moran & CO., INC.Broker
Homestead Securities, INC.Broker
Kobrin Securities, INC.Broker
State Registrations14 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.