Anne Dunne
Anne Dunne is a registered investment advisor at Cetera Investment Advisers LLC, based in Scarborough, ME, with 44 years of industry experience. Anne operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
Scarborough, ME
Get directionsHistory
Regulatory History (2)
Civil
August 1991Regulatory
August 1991Other Business Activities
Anne is the president/owner of ATD Associates LLC, a small consulting firm focused on B/D processes and business security questions, dedicating a few hours per week to this activity. Anne is also the executor of her mother's estate and holds health proxy and power of attorney; her mother is a PV client.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Investment Services LLCBroker
Previous Registrations
Bancnorth Investment Group, INC.Broker
Cetera Investment Services LLC
Compulife Investor Services, INC.Broker
Royal Alliance Associates, INC.Broker
Wintergreen Financial Group, INC.Broker
Wintergreen Financial Group, INC.Broker
Linsco/private Ledger CORP.Broker
A. T. Brod & CO. INC.Broker
First Investors CorporationBroker
State Registrations7 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.