TrueAdvisor
TrueAdvisor
RY
RY

Ray Young

Private Advisor Group, LLC
43 Years of Experience
Farmingdale, NY
4 DisclosuresBrokerSells Insurance
View SEC Summary
View SEC Summary

Ray Young is a registered investment advisor at Private Advisor Group, LLC, based in Farmingdale, NY, with 43 years of industry experience. Ray is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Estate Planning, Insurance Planning, Investment Management, Retirement Planning, and 1 more. Their firm serves 142,225 clients with $44B in assets under management.

Private Advisor Group, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
930 advisors
Number of Clients
142,225 clients
Average Client Portfolio
$312K average
Assets Under Management
$44.3B

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

Maximum annual fee is 2.00%, negotiable based on assets, account composition, and complexity.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

500 Bicounty Blvd, Ste. 215N, Farmingdale, NY, 11735

Get directions

History

Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
February 2008
Denied
Customer Dispute
February 2008
Denied
Customer Dispute
January 2008
Denied
Customer Dispute
January 2008
Denied
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Ray sells non-variable insurance products, including life, health, and fixed annuities, dedicating about 10-20% of his time. He also works as a registered investment advisor with Private Advisor Group, LLC, providing financial planning and asset management, taking about half of Ray's time.

Employment History
Current Registrations
Private Advisor Group, LLC
June 2021 - Present · 5 yrs 4 mos
LPL Financial LLCBroker
July 2011 - Present · 15 yrs 3 mos
Previous Registrations
LPL Financial LLCBroker
June 2011 - June 2011 · 0 mos
Securities America, INC.Broker
December 1997 - July 2011 · 13 yrs 7 mos
First Long Island Securities INC.Broker
May 1985 - December 1997 · 12 yrs 7 mos
Life Planning INC.Broker
April 1985 - May 1985 · 1 mo
First Investors CorporationBroker
October 1982 - December 1991 · 9 yrs 2 mos
Macpeg, Ross, O'connell & Goldeber, INC.Broker
October 1982 - March 1985 · 2 yrs 5 mos
State Registrations21 states
ALAZCACTDEFLGAINKYMENCNHNJNVNYPARISCTXVAVT
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Farmingdale, NY →All financial advisors in New York →