Steven Stringberg
Steven Stringberg is a registered investment advisor at LPL Financial LLC, based in Lees Summit, MO, with 44 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
1741 NE Douglas St Ste 100, Lees Summit, MO, 64086
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Steven operates LifeGoals Strategies Group as a DBA for his LPL business since 2017. He also has W-2 employment through Stick This In Your Ear, LLC since 2009, and a business entity for tax/investment purposes called Mid-Missouri Group, LLC since 2017. Since July 2024, Steven is an agent for Associates of Clifton Park, Crump, selling non-variable insurance, dedicating a few hours per week.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Waddell & Reed
Waddell & ReedBroker
State Registrations20 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.