TrueAdvisor
TrueAdvisor
PN
CFP · ChFC
PN
CFP · ChFC

Paul Neri

Tlg Advisors, INC.
41 Years of Experience
Minnetonka, MN
BrokerSells Insurance
View SEC Summary
View SEC Summary

Paul Neri is a CFP, ChFC-designated registered investment advisor at Tlg Advisors, INC., based in Minnetonka, MN, with 41 years of industry experience. Paul is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Estate Planning, Investment Management, Retirement Planning. Their firm serves 5,161 clients with $2.3B in assets under management.

Tlg Advisors, INC.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
303 advisors
Number of Clients
5,161 clients
Average Client Portfolio
$445K average
Assets Under Management
$2.3B

Fee Structure

Minimum Investment:$25K
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $1.0M1.75%
$1M+1.00%

Standard advisory fees generally run 0.80% to 1.75% per year for assets up to $1M, and up to 1.00% for assets over $1M. Starlight Portfolios charges total fees ranging from 0.65% to 1.25%. Fees may be negotiable and can be aggregated by household for discounts.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

Minnetonka, MN

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Paul is a registered representative with The Marketing Alliance Group, dedicating full-time hours to this role. He also works as a brokerage manager for Brookfield Insurance Partners, a fixed insurance brokerage, and spends about a few hours per week on this activity. Additionally, Paul is an IAR Rep with TLG Advisors Inc and a substitute teacher at Wayzata Public Schools, dedicating about 10-20% of his time to the latter.

Employment History
Current Registrations
The Leaders Group, INC.
April 2024 - Present · 2 yrs 6 mos
Tlg Advisors, INC.
April 2024 - Present · 2 yrs 6 mos
The Leaders Group, INC.Broker
April 2024 - Present · 2 yrs 6 mos
Previous Registrations
Huntington Financial Advisors
January 2023 - September 2023 · 8 mos
The Huntington Investment CompanyBroker
January 2023 - September 2023 · 8 mos
Wells Fargo Clearing Services, LLC
March 2019 - December 2022 · 3 yrs 9 mos
Wells Fargo Clearing Services, LLCBroker
March 2019 - December 2022 · 3 yrs 9 mos
Wells Fargo Clearing Services, LLC
August 2018 - November 2018 · 3 mos
Wells Fargo Clearing Services, LLCBroker
April 2014 - November 2018 · 4 yrs 7 mos
Oneamerica Securities, INC.Broker
September 2013 - April 2014 · 7 mos
Trustmont Financial Group, INC.Broker
September 2011 - July 2013 · 1 yr 10 mos
Morgan Stanley Smith BarneyBroker
June 2009 - October 2009 · 4 mos
Citigroup Global Markets INC.Broker
May 2007 - June 2009 · 2 yrs 1 mo
Citicorp Investment ServicesBroker
January 2007 - May 2007 · 4 mos
Jefferson Pilot Securities CorporationBroker
April 2005 - January 2007 · 1 yr 9 mos
Allstate Financial Services, LLCBroker
October 2001 - April 2005 · 3 yrs 6 mos
Jefferson Pilot Securities CorporationBroker
January 1996 - October 2001 · 5 yrs 9 mos
Cigna Financial Advisors,inc.Broker
September 1993 - January 1996 · 2 yrs 4 mos
W. S. Griffith & CO., INC.Broker
August 1993 - September 1993 · 1 mo
Phoenix Equity Planning CorporationBroker
October 1981 - August 1993 · 11 yrs 10 mos
State Registrations3 states
MAMNNH
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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