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Stephen Bliss

Capitol Securities Management, INC.
42 Years of Experience
Easton, CT
1 DisclosureBroker
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Stephen Bliss is a registered investment advisor at Capitol Securities Management, INC., based in Easton, CT, with 42 years of industry experience. Stephen is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, High Net Worth, and 4 more. Their firm serves 3,970 clients with $2.2B in assets under management.

Capitol Securities Management, INC.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
100 advisors
Number of Clients
3,970 clients
Average Client Portfolio
$545K average
Assets Under Management
$2.2B

Fee Structure

Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

Maximum advisory fee is 2.0% per year. Fees are negotiable based on account complexity, asset size, and portfolio style.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

Easton, CT

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History

Regulatory History (1)
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Employment Separation After Allegations
March 2025
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Employment History
Current Registrations
Capitol Securities Management, INC.
August 2025 - Present · 1 yr 2 mos
Capitol Securities Management, INC.
August 2025 - Present · 1 yr 2 mos
Capitol Securities Management, INC.Broker
August 2025 - Present · 1 yr 2 mos
Previous Registrations
Morgan Stanley
August 2021 - April 2025 · 3 yrs 8 mos
Morgan StanleyBroker
August 2021 - April 2025 · 3 yrs 8 mos
Raymond James & Associates, INC.
October 2017 - September 2021 · 3 yrs 11 mos
Raymond James & Associates, INC.Broker
January 2017 - September 2021 · 4 yrs 8 mos
The Williams Capital Group, L.P.Broker
February 2009 - March 2016 · 7 yrs 1 mo
Nutmeg Securities, LLCBroker
June 2003 - March 2009 · 5 yrs 9 mos
Cantor Fitzgerald & CO.Broker
October 2001 - September 2002 · 11 mos
Cantor Fitzgerald & CO.Broker
July 1992 - May 2001 · 8 yrs 10 mos
Banca Imi Securities CORP.Broker
April 1991 - July 1992 · 1 yr 3 mos
Mabon, Nugent & CO.Broker
September 1984 - April 1991 · 6 yrs 7 mos
Kidder, Peabody & CO. IncorporatedBroker
December 1981 - September 1984 · 2 yrs 9 mos
State Registrations1 state
CT
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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