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Roger Ensminger

43 Years of Experience
Downers Grove, IL
BrokerSells Insurance

Roger Ensminger is a registered investment advisor at Highpoint Planning Partners, based in Downers Grove, IL, with 43 years of industry experience. Roger operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, High Net Worth, Investment Management, and 1 more. Their firm serves 8,096 clients with $4B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
112 advisors
Number of Clients
8,096 clients
Average Client Portfolio
$494K average
Assets Under Management
$4.0B

Fee Structure

Minimum Investment:$5K
Planning is included in investment management (also available separately)

HighPoint Advisor Group charges an annual fee based on the value of your portfolio, ranging from 0% to 2.20%. This fee is billed quarterly in advance. If you end your agreement before the quarter is over, you'll receive a prorated refund for the remaining days.

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Location

2651 Warrenville Road, Suite 200, Downers Grove, IL, 60515

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Roger spends about 10% of his time selling non-variable life, health, and disability insurance since 2010 through Roger J. Ensminger & Associates. He also dedicates about half his time to providing investment advisory services through HighPoint Advisor Group.

Employment History
Current Registrations
Highpoint Planning Partners
December 2021 - Present · 4 yrs 5 mos
LPL Financial LLCBroker
September 2009 - Present · 16 yrs 8 mos
Previous Registrations
Highpoint Planning Partners
January 2017 - December 2021 · 4 yrs 11 mos
LPL Financial LLC
September 2016 - March 2017 · 6 mos
Waterstone Financial Group, INC.Broker
August 2006 - September 2009 · 3 yrs 1 mo
MML Investors Services, INC.Broker
January 1988 - June 1988 · 5 mos
Massachusetts Mutual Life Insurance CompanyBroker
June 1982 - January 1988 · 5 yrs 7 mos
Ogilvie Security Advisors CorporationBroker
March 1982 - August 2006 · 24 yrs 5 mos
State Registrations21 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.