Charles Epstein
Charles Epstein is a ChFC-designated registered investment advisor at LPL Financial LLC, based in East Longmeadow, MA, with 42 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
12 Somers Rd, East Longmeadow, MA, 01028
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Charles is involved in several business activities, including real estate rentals, serving as Vice President at HUB International, and providing investment advisory services through Global Retirement Partners. He also has multiple DBAs and LLCs related to his LPL business and financial services, and sells non-variable insurance products through Epstein Financial Group, LLC.
Employment History
Current Registrations
LPL Financial LLC
HUB International Investment Services INC.Broker
HUB International Investment Services INC.
Global Retirement Partners LLC
LPL Financial LLCBroker
Previous Registrations
MML Investors Services, LLC
Epstein Financial Services
MML Investors Services, LLCBroker
Massachusetts Mutual Life Insurance CompanyBroker
State Registrations25 states
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