Kenneth Ulrich
Kenneth Ulrich is a CFP-designated registered investment advisor at Cetera Investment Advisers LLC, based in Williamsville, NY, with 44 years of industry experience. Kenneth is also registered as a broker, so some compensation may come from commissions on products sold. Their firm serves 813,961 clients with $260B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
5920 Main Street, Williamsville, NY, 14221
Get directionsHistory
Regulatory History (2)
Customer Dispute
November 2014Customer Dispute
July 2014Other Business ActivitiesSells Insurance
Kenneth is involved in several business activities, including real estate, financial planning, and insurance sales. He dedicates nearly full-time hours to Progressive Planning Services, Inc., his financial planning practice, and a few hours per week to selling insurance products through Avantax.
Employment History
Current Registrations
Cetera Wealth Services, LLCBroker
Cetera Investment Advisers LLC
Previous Registrations
Avantax Advisory Services
Avantax Investment Services, INC.Broker
Lincoln Financial Advisors Corporation
Lincoln Financial Advisors CorporationBroker
Sii Investments, INC.
Sii Investments, INC.Broker
Fsc Securities Corporation
Fsc Securities CorporationBroker
Cigna Securities, INC.Broker
State Registrations21 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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