KU
CFP
KU
CFP
Kenneth Ulrich
44 Years of Experience
Williamsville, NY
2 DisclosuresBrokerSells Insurance
Kenneth Ulrich is a CFP-designated registered investment advisor, based in Williamsville, NY, with 44 years of industry experience.
Location
5920 Main Street, Williamsville, NY, 14221
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Regulatory History (2)
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Customer Dispute
November 2014Settled
Customer Dispute
July 2014Settled
Other Business ActivitiesSells Insurance
Kenneth is involved in several business activities, including real estate, financial planning, and insurance sales. He dedicates nearly full-time hours to Progressive Planning Services, Inc., his financial planning practice, and a few hours per week to selling insurance products through Avantax.
Employment History
Current Registrations
Cetera Wealth Services, LLCBroker
September 2025 - Present · 8 mos
Cetera Investment Advisers LLC
September 2025 - Present · 8 mos
Previous Registrations
Avantax Advisory Services
May 2024 - September 2025 · 1 yr 4 mos
Avantax Investment Services, INC.Broker
May 2024 - September 2025 · 1 yr 4 mos
Lincoln Financial Advisors Corporation
January 2018 - May 2024 · 6 yrs 4 mos
Lincoln Financial Advisors CorporationBroker
December 2017 - May 2024 · 6 yrs 5 mos
Sii Investments, INC.
March 2009 - December 2017 · 8 yrs 9 mos
Sii Investments, INC.Broker
March 2009 - December 2017 · 8 yrs 9 mos
Fsc Securities Corporation
January 2003 - April 2009 · 6 yrs 3 mos
Fsc Securities CorporationBroker
February 1987 - April 2009 · 22 yrs 2 mos
Cigna Securities, INC.Broker
February 1982 - February 1987 · 5 yrs
State Registrations21 states
AZCACOCTFLLAMDMNNCNHNJNYOHORPARISCTXUTVAWI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.