DH
DH

D. Hart

43 Years of Experience
New York, NY
Broker

D. Hart is a registered investment advisor at Morgan Stanley, based in New York, NY, with 43 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

1585 Broadway, 21st Floor, New York, NY, 10036

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

D. owns ARR LLC, a horse ranch, since 2012. D. is also a board member and on the finance committee for Beartooth Billings Clinic, dedicating minimal time after business hours to fundraising.

Employment History
Current Registrations
Morgan Stanley
June 2009 - Present · 16 yrs 11 mos
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Morgan Stanley & CO. Incorporated
January 1991 - June 2009 · 18 yrs 5 mos
Morgan Stanley & CO. IncorporatedBroker
January 1991 - June 2009 · 18 yrs 5 mos
Wertheim Schroder & CO. IncorporatedBroker
November 1988 - January 1991 · 2 yrs 2 mos
Oppenheimer & CO., INC.Broker
January 1983 - December 1988 · 5 yrs 11 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
May 1982 - February 1983 · 9 mos
State Registrations42 states
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AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
D. Hart - Financial Advisor | TrueAdvisor