James Montalto
James Montalto is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in Ridgefield, CT, with 44 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.
Location
63 Copps Hill Rd, Ridgefield, CT, 06877
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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James is the owner of Montalto-Myron LLC, managing rental property and dedicating minimal time. He is also a General Partner/Managing Member of Pointy Heads LLC, owning patent royalty interests and handling general management responsibilities, also dedicating minimal time.
Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations29 states
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