Kevin Rooker is a registered investment advisor at Morgan Stanley, based in Dallas, TX, with 42 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
2121 North Pearl Street, Suite 500, Dallas, TX, 75201
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan StanleyBroker
January 2015 - Present · 11 yrs 4 mos
Morgan Stanley
January 2015 - Present · 11 yrs 4 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
May 2011 - January 2015 · 3 yrs 8 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
May 2011 - January 2015 · 3 yrs 8 mos
LPL Financial LLC
February 2009 - May 2011 · 2 yrs 3 mos
LPL Financial LLCBroker
January 2009 - May 2011 · 2 yrs 4 mos
H&r Block Financial Advisors, INC.
January 2006 - February 2008 · 2 yrs 1 mo
H&r Block Financial Advisors, INC.Broker
January 2006 - February 2008 · 2 yrs 1 mo
Banc One Securities CorporationBroker
August 2004 - March 2005 · 7 mos
Banc One Securities Corporation
August 2004 - March 2005 · 7 mos
Chase Investment Services CORP.Broker
August 2003 - March 2005 · 1 yr 7 mos
Chase Investment Services CORP.
August 2003 - March 2005 · 1 yr 7 mos
Wachovia Securities, LLCBroker
July 2003 - July 2003 · 0 mos
Prudential Securities IncorporatedBroker
December 2001 - July 2003 · 1 yr 7 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 1981 - January 2002 · 20 yrs 3 mos
State Registrations37 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.