JC
JC
James Curran
44 Years of Experience
Narragansett, RI
1 DisclosureBroker
James Curran is a registered investment advisor at Wells Fargo Advisors, based in Narragansett, RI, with 44 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B
Fee Structure
Investment management only (planning not offered)
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
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Location
28 Caswell St, Ste 700, Narragansett, RI, 02882
Get directionsHistory
Regulatory History (1)
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Customer Dispute
August 2000Denied
Other Business Activities
James has 100% ownership in Ohana Partners LLC since 2019, which is investment-related. This requires a full-time commitment, including 8 hours during trading hours.
Employment History
Current Registrations
Wells Fargo Advisors Financial Network, LLCBroker
May 2014 - Present · 12 yrs
Wells Fargo Advisors
May 2014 - Present · 12 yrs
Previous Registrations
Morgan StanleyBroker
June 2009 - June 2014 · 5 yrs
Morgan Stanley
June 2009 - June 2014 · 5 yrs
Morgan Stanley & CO. Incorporated
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley & CO. IncorporatedBroker
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley
September 2000 - April 2007 · 6 yrs 7 mos
Morgan Stanley Dw INC.Broker
August 2000 - April 2007 · 6 yrs 8 mos
Prudential Securities IncorporatedBroker
May 1994 - August 2000 · 6 yrs 3 mos
Tucker Anthony IncorporatedBroker
December 1984 - June 1994 · 9 yrs 6 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
December 1981 - December 1984 · 3 yrs
State Registrations16 states
CACTFLLAMAMIMNNHNYOHORPARISCTXVT
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.