AP
AP

Arnold Plonski

44 Years of Experience
Florham Park, NJ
2 DisclosuresBroker

Arnold Plonski is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in Florham Park, NJ, with 44 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
25581 advisors
Number of Clients
1,738,212 clients
Average Client Portfolio
$869K average
Assets Under Management
$1511.1B

Fee Structure

Investment management only (planning not offered)

The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.

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Location

100 Campus Dr, Florham Park, NJ, 07932

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 1997
Settled
Customer Dispute
October 1996
Settled
Other Business Activities

Arnold's spouse is involved with Morris County School of Glass LLC, 89 Whippany Rd., LLC (the property on which the school is built), and Morristown Antique Center. Arnold has power of attorney for PEP, spending minimal time on it annually.

Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
January 2003 - Present · 23 yrs 4 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
December 1981 - Present · 44 yrs 5 mos
State Registrations26 states
AZCACOCTDCDEFLIDILINMAMENCNHNJNYOHORPARISCTNTXVAVTWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Arnold Plonski - Financial Advisor | TrueAdvisor