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Rosario Petrizzo

Stifel, Nicolaus & Company, Incorporated
44 Years of Experience
Orland Park, IL
3 DisclosuresBroker
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Rosario Petrizzo is a registered investment advisor at Stifel, Nicolaus & Company, Incorporated, based in Orland Park, IL, with 44 years of industry experience. Rosario is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Estate Planning, High Net Worth, Investment Management, and 2 more. Their firm serves 236,191 clients with $200B in assets under management.

Stifel, Nicolaus & Company, Incorporated
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3355 advisors
Number of Clients
236,191 clients
Average Client Portfolio
$836K average
Assets Under Management
$197.5B

Fee Structure

Minimum Investment:$50K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.00%

Maximum annual fee rate for the Summit Program is up to 1.00% of assets under management. Other programs have separate fee schedules detailed in respective program brochures. Fees are generally negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

10310 Orland Parkway, Suite 104, Orland Park, IL, 60467

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
August 2012
Denied
Customer Dispute
January 1999
Settled
Customer Dispute
March 1993
Award / Judgment
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Rosario is the VP of Disabled Patriot Fund, providing assistance to local U.S. veterans and their families. This involves conducting board meetings, proposing policies, and fundraising, taking minimal time.

Employment History
Current Registrations
Stifel, Nicolaus & Company, IncorporatedBroker
February 2017 - Present · 9 yrs 8 mos
Stifel, Nicolaus & Company, Incorporated
February 2017 - Present · 9 yrs 8 mos
Previous Registrations
RBC Capital Markets, LLC
January 2008 - February 2017 · 9 yrs 1 mo
RBC Capital Markets, LLCBroker
January 2008 - February 2017 · 9 yrs 1 mo
A. G. Edwards & Sons, INC.Broker
October 2003 - January 2008 · 4 yrs 3 mos
A. G. Edwards & Sons, INC.
October 2003 - January 2008 · 4 yrs 3 mos
Wachovia Securities, LLC
May 1998 - October 2003 · 5 yrs 5 mos
Wachovia Securities, LLCBroker
March 1998 - October 2003 · 5 yrs 7 mos
Prudential Securities IncorporatedBroker
January 1988 - March 1998 · 10 yrs 2 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
December 1981 - February 1988 · 6 yrs 2 mos
State Registrations17 states
ARAZCOFLIAILINMIMOMSNCOHRITNTXVAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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