Robert Bortz
Robert Bortz is a registered investment advisor at Ameriprise Financial Services, LLC, based in Madison, WI, with 43 years of industry experience. Robert operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.
Location
1110 Fourier Dr, Ste 100, Madison, WI, 53717-1949
Get directionsHistory
Regulatory History (4)
Customer Dispute
July 2021Customer Dispute
July 2014Customer Dispute
December 2004Customer Dispute
August 2004Other Business Activities
Robert owns commercial real estate and is a managing partner at Paramount Financial Strategies, LLC, where he manages the Ameriprise business, dedicating about a quarter of his time. He also serves as Vice President on the board of directors for Bortz, spending minimal time on this role.
Employment History
Current Registrations
Ameriprise Financial Services, LLCBroker
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLC
Previous Registrations
AXA Advisors, LLC
AXA Advisors, LLCBroker
Lincoln Financial Advisors Corporation
The Lincoln National Life Insurance CompanyBroker
Lincoln Financial Advisors CorporationBroker
Cigna Financial Advisors,inc.Broker
State Registrations39 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.