TB
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Timothy Brown

44 Years of Experience
Shreveport, LA
4 DisclosuresBroker

Timothy Brown is a registered investment advisor at Ameriprise Financial Services, LLC, based in Shreveport, LA, with 44 years of industry experience. Timothy operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12781 advisors
Number of Clients
1,330,280 clients
Average Client Portfolio
$424K average
Assets Under Management
$564.6B

Fee Structure

Minimum Investment:$2K

Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.

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Location

3000 Fairfield Ave, Shreveport, LA, 71104

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History

Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
October 2014
Denied
Customer Dispute
August 2011
Denied
Customer Dispute
July 2009
Denied
Customer Dispute
July 2007
Settled
Employment History
Current Registrations
Ameriprise Financial Services, LLC
October 2024 - Present · 1 yr 7 mos
Ameriprise Financial Services, LLC
October 2024 - Present · 1 yr 7 mos
Ameriprise Financial Services, LLCBroker
October 2024 - Present · 1 yr 7 mos
Previous Registrations
Wells Fargo Advisors
March 2010 - October 2024 · 14 yrs 7 mos
Wells Fargo Clearing Services, LLCBroker
January 2008 - October 2024 · 16 yrs 9 mos
A. G. Edwards & Sons, INC.Broker
November 1981 - January 2008 · 26 yrs 2 mos
State Registrations7 states
GALAMONCTNTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.