Cynthia Mann is a registered investment advisor, based in Oak Brook, IL, with 36 years of industry experience.
Location
2215 York Road, Suite 214, Oak Brook, IL, 60523
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Cynthia sells fixed insurance, dedicating minimal time to this activity. She also owns Mann Financial Group, LLC, which facilitates securities, advisory, and insurance business, taking up all of her time.
Employment History
Current Registrations
Lasalle St. Investment Advisors, L.L.C.
February 2026 - Present · 3 mos
Lasalle St Securities, L.L.C.Broker
February 2026 - Present · 3 mos
Lasalle St Securities, L.L.C.
February 2026 - Present · 3 mos
Previous Registrations
Commonwealth Financial Network
May 2024 - February 2026 · 1 yr 9 mos
Commonwealth Financial NetworkBroker
May 2024 - February 2026 · 1 yr 9 mos
Grove Point Advisors, LLC
April 2021 - May 2024 · 3 yrs 1 mo
Grove Point Investments, LLCBroker
August 2017 - May 2024 · 6 yrs 9 mos
H. Beck, INC.
August 2017 - April 2021 · 3 yrs 8 mos
Iht Wealth Management LLC
August 2016 - September 2017 · 1 yr 1 mo
LPL Financial LLCBroker
September 2009 - September 2017 · 8 yrs
LPL Financial LLC
September 2009 - December 2016 · 7 yrs 3 mos
Heritage Capital Management INC
April 2004 - August 2006 · 2 yrs 4 mos
Waterstone Financial Group, INC.
October 2002 - September 2009 · 6 yrs 11 mos
Waterstone Financial Group, INC.Broker
October 2002 - September 2009 · 6 yrs 11 mos
A. G. Edwards & Sons, INC.
March 2001 - September 2002 · 1 yr 6 mos
A. G. Edwards & Sons, INC.Broker
November 2000 - September 2002 · 1 yr 10 mos
Wheat, First Securities, INC.Broker
February 1998 - October 1998 · 8 mos
First Union Capital Markets CORP.Broker
April 1997 - February 1998 · 10 mos
First Union Capital Markets CORP.Broker
June 1993 - May 1995 · 1 yr 11 mos
Wertheim Schroder & CO. IncorporatedBroker
October 1992 - November 1992 · 1 mo
Barclays De Zoete Wedd Securities INC.Broker
September 1991 - September 1992 · 1 yr
Rose Securities CorporationBroker
January 1990 - September 1990 · 8 mos
Drexel Burnham Lambert Government Securities INC.Broker
December 1989 - January 1990 · 1 mo
Drexel Burnham Lambert IncorporatedBroker
August 1985 - December 1989 · 4 yrs 4 mos
Salomon Brothers INC.Broker
March 1982 - September 1983 · 1 yr 6 mos
State Registrations20 states
AZCADCDEFLHIILINMDMIMTNCNENYOHPASCTXUTVA
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.