CS
CFP
CS
CFP

Christopher Scott

43 Years of Experience
Colorado Springs, CO
2 DisclosuresBrokerSells Insurance

Christopher Scott is a CFP-designated registered investment advisor at Cetera Investment Advisers LLC, based in Colorado Springs, CO, with 43 years of industry experience. Christopher operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

2150 Hollow Brook Drive Ste 210, Colorado Springs, CO, 80918

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
November 2015
Final
Employment Separation After Allegations
January 2015
Other Business ActivitiesSells Insurance

Christopher is an independent representative with various insurance carriers, focusing on fixed products. He is also a member/manager of Ascent Financial Strategies LLC and president of CScott Financial Inc.

Employment History
Current Registrations
Cetera Investment Advisers LLC
June 2023 - Present · 2 yrs 11 mos
Cetera Wealth Services, LLCBroker
November 2017 - Present · 8 yrs 6 mos
Previous Registrations
Cetera Advisor Networks LLC
September 2017 - June 2023 · 5 yrs 9 mos
Girard Securities, INC.
July 2015 - November 2017 · 2 yrs 4 mos
Girard Securities, INC.Broker
June 2015 - November 2017 · 2 yrs 5 mos
Cscott Financial, INC.
April 2015 - June 2017 · 2 yrs 2 mos
Robert D. Thompson, INC.
January 2015 - February 2015 · 1 mo
Financial Design & Management, INC.
April 2008 - August 2012 · 4 yrs 4 mos
Geneos Wealth Management, INC.Broker
April 2008 - January 2015 · 6 yrs 9 mos
Geneos Wealth Management, INC.
April 2008 - January 2015 · 6 yrs 9 mos
Cscott Financial, INC.
January 1999 - December 2009 · 10 yrs 11 mos
Royal Alliance Associates, INC.
January 1999 - April 2008 · 9 yrs 3 mos
Royal Alliance Associates, INC.Broker
December 1990 - April 2008 · 17 yrs 4 mos
Fsc Securities CorporationBroker
January 1988 - December 1990 · 2 yrs 11 mos
The Georgetown Group, INC.Broker
November 1982 - January 1988 · 5 yrs 2 mos
State Registrations10 states
AZCACOFLMAMTNEOHTXWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.