JC
JC
Jeffrey Carpenter
40 Years of Experience
West Des Moines, IA
8 DisclosuresBroker
Jeffrey Carpenter is a registered investment advisor at Wells Fargo Advisors, based in West Des Moines, IA, with 40 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B
Fee Structure
Investment management only (planning not offered)
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
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Location
5550 Wild Rose Ln, Suite 370 3rd Fl, West Des Moines, IA, 50266
Get directionsHistory
Regulatory History (8)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
January 2013Settled
Customer Dispute
June 1998Settled
Customer Dispute
June 1996Settled
Customer Dispute
July 1995Settled
Customer Dispute
December 1994Settled
Customer Dispute
October 1994Settled
Regulatory
August 1985Final
Regulatory
July 1982Final
Employment History
Current Registrations
Wells Fargo Advisors
January 2026 - Present · 4 mos
Wells Fargo Advisors Financial Network, LLC
November 2025 - Present · 6 mos
Wells Fargo Advisors Financial Network, LLCBroker
November 2025 - Present · 6 mos
Previous Registrations
Wells Fargo Clearing Services, LLCBroker
January 2011 - July 2022 · 11 yrs 6 mos
Wells Fargo Clearing Services, LLC
January 2011 - July 2022 · 11 yrs 6 mos
Wells Fargo Investments, LLC
June 2009 - January 2011 · 1 yr 7 mos
Wells Fargo Investments, LLCBroker
June 2009 - January 2011 · 1 yr 7 mos
Wells Fargo Advisors, LLC
April 2004 - June 2009 · 5 yrs 2 mos
Wells Fargo Advisors, LLCBroker
May 2002 - June 2009 · 7 yrs 1 mo
Raymond James & Associates, INC.Broker
April 1998 - May 2002 · 4 yrs 1 mo
Principal Financial Securities,inc.Broker
January 1988 - May 1998 · 10 yrs 4 mos
Allied Group Securities CorporationBroker
April 1987 - January 1988 · 9 mos
E. F. Hutton & Company INCBroker
December 1981 - April 1987 · 5 yrs 4 mos
State Registrations1 state
IA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.