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Wayne Woodman

23 Years of Experience
Las Vegas, NV
1 Disclosure

Wayne Woodman is a registered investment advisor at The Investment House LLC, based in Las Vegas, NV, with 23 years of industry experience. Wayne operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Alternative Investments, High Net Worth, Investment Management, Retirement Planning. Their firm serves 253 clients with $2.5B in assets under management.

Compensation
Fee-Only (% of Portfolio)
Firm Size
8 advisors
Number of Clients
253 clients
Average Client Portfolio
$9.8M average
Assets Under Management
$2.5B

Fee Structure

Minimum Investment:$1M
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.00%

Annual fees range from 0% to 1.0%, with the majority of clients charged 1.0%. Fees are negotiable at the firm's discretion. Assets invested in The Investment House Growth Fund and affiliated private funds are excluded from the fee calculation.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

Las Vegas, NV

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
September 2001
Settled
Employment History
Current Registrations
The Investment House LLC
November 2012 - Present · 13 yrs 11 mos
Previous Registrations
First Western Investment Management, INC.
September 2009 - May 2012 · 2 yrs 8 mos
Gkm Advisers, LLC
August 2003 - August 2009 · 6 yrs
Gkm Advisers INC.
April 2002 - August 2003 · 1 yr 4 mos
State Registrations2 states
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Advisor

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Exams
No exam information available for this advisor.
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