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Wayne Woodman

23 Years of Experience
Las Vegas, NV
1 Disclosure

Wayne Woodman is a registered investment advisor at The Investment House LLC, based in Las Vegas, NV, with 23 years of industry experience. Wayne operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Investment Management. Their firm serves 271 clients with $2B in assets under management.

Compensation
Fee-Only (% of Portfolio)
Firm Size
8 advisors
Number of Clients
271 clients
Average Client Portfolio
$7.2M average
Assets Under Management
$2.0B

Fee Structure

Minimum Investment:$1M
Investment management only (planning not offered)

TIH offers ongoing investment management services. The annual advisory fees range from 1.5% to 0%, with most clients charged 1.0% or less. Fees are negotiable. Fees are paid quarterly, based on the value of the assets in the account. Accounts invested in the Growth Fund or Private Funds will not be included in the account value for calculating the management fee.

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Location

Las Vegas, NV

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
September 2001
Settled
Employment History
Current Registrations
The Investment House LLC
November 2012 - Present · 13 yrs 6 mos
Previous Registrations
First Western Investment Management, INC.
September 2009 - May 2012 · 2 yrs 8 mos
Gkm Advisers, LLC
August 2003 - August 2009 · 6 yrs
Gkm Advisers INC.
April 2002 - August 2003 · 1 yr 4 mos
State Registrations2 states
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Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Wayne Woodman - Financial Advisor | TrueAdvisor