Sue Banas is a registered investment advisor at Morgan Stanley, based in Beverly Hills, CA, with 43 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
9665 Wilshire Boulevard, Suite 600, Beverly Hills, CA, 90212
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan Stanley
March 2017 - Present · 9 yrs 2 mos
Morgan StanleyBroker
March 2017 - Present · 9 yrs 2 mos
Previous Registrations
J.P. Morgan Securities LLC
July 1999 - April 2017 · 17 yrs 9 mos
J.P. Morgan Securities LLCBroker
January 1988 - April 2017 · 29 yrs 3 mos
Morgan, Olmstead, Kennedy & Gardner IncorporatedBroker
January 1987 - December 1987 · 11 mos
Bear, Stearns & CO. INC.Broker
February 1983 - January 1987 · 3 yrs 11 mos
Oppenheimer & CO., INC.Broker
December 1981 - April 1982 · 4 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.