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David Vogel

Simplicity Wealth
20 Years of Experience
Sandy Springs, GA
1 DisclosureSells Insurance
View SEC Summary
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David Vogel is a registered investment advisor at Simplicity Wealth, based in Sandy Springs, GA, with 20 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Alternative Investments, Education Planning, Estate Planning, High Net Worth, and 5 more. Their firm serves 8,494 clients with $4.3B in assets under management.

Simplicity Wealth
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
208 advisors
Number of Clients
8,494 clients
Average Client Portfolio
$503K average
Assets Under Management
$4.3B

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

Advisory fees generally range from 0.10% to 2.00% of assets under management. Platform fees range from 0.10% to 0.60%, and third-party model manager fees range from 0.00% to 1.00%.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

Sandy Springs, GA

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History

Regulatory History (1)
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Criminal
March 1971
Final Disposition
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

David is the principal of Vogel Retirement Solutions, LLC, where he focuses on fixed insurance sales. As a licensed insurance agent, this activity takes about half of his time.

Employment History
Current Registrations
Simplicity Wealth
August 2019 - Present · 7 yrs 2 mos
Previous Registrations
Virtue Capital Management, LLC
May 2017 - August 2019 · 2 yrs 3 mos
Brookstone Capital Management LLC
June 2015 - May 2017 · 1 yr 11 mos
Investacorp Advisory Services INC
June 2014 - December 2014 · 6 mos
Nestwise LLC
July 2013 - September 2013 · 2 mos
Transamerica Financial Advisors, INC.
November 2012 - June 2013 · 7 mos
Woodbury Financial Services, INC.
September 2008 - November 2010 · 2 yrs 2 mos
Raymond James Financial Services
April 2003 - September 2008 · 5 yrs 5 mos
State Registrations1 state
GA
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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