Nancy Gragg
Nancy Gragg is a registered investment advisor at Cetera Investment Advisers LLC, based in Redondo Beach, CA, with 34 years of industry experience. Nancy operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
225 Ave I Ste 201, Redondo Beach, CA, 90277
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Nancy sells fixed insurance products, including life and long-term care, dedicating a few hours per week. She also engages in financial services through Advanced Planning Solutions, Inc., spending about a quarter of her time, and serves as a trustee for a relative's accounts, requiring minimal time.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Cetera Advisor Networks LLC
Associated Securities CORP.
Associated Planners Investment Advisory INC
Associated Securities CORP.Broker
Signator Investors, INC.Broker
John Hancock Mutual Life Insurance CompanyBroker
New England SecuritiesBroker
State Registrations13 states
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