PS
CFP
PS
CFP

Paul Seig

44 Years of Experience
Orange, CA
BrokerSells Insurance

Paul Seig is a CFP-designated registered investment advisor, based in Orange, CA, with 44 years of industry experience.

Location

2284 N. Glassell Street, Suite G, Orange, CA, 92865

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Paul is a CPA practice owner, dedicating most of his time to this activity. He also serves as treasurer for an RV club and sells insurance through Kovack, dedicating minimal time to each of these activities.

Employment History
Current Registrations
Kovack Advisors, INC.
March 2022 - Present · 4 yrs 2 mos
Kovack Securities INC.Broker
March 2022 - Present · 4 yrs 2 mos
Previous Registrations
Cetera Advisor Networks LLC
September 1998 - March 2022 · 23 yrs 6 mos
Cetera Advisor Networks LLCBroker
April 1989 - March 2022 · 32 yrs 11 mos
American Pacific Securities CorporationBroker
December 1981 - April 1989 · 7 yrs 4 mos
State Registrations19 states
AZCACOFLHIINMAMDMONCNMNVNYORSCTXUTVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Paul Seig - Financial Advisor | TrueAdvisor