Raymond Hayes
Raymond Hayes is a registered investment advisor at J.P. Morgan Securities LLC, based in New York, NY, with 42 years of industry experience. Raymond is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning, Socially Responsible Investing. Their firm serves 1,246,646 clients with $430B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 0.60% |
| $250K+ | 0.50% |
Clients with $1,000,000 or more as of May 31, 2024, continue to pay 0.40%.
Fee Estimator
Location
New York, NY
Get directionsHistory
Regulatory History (3)
Criminal
October 2021Customer Dispute
May 2018Customer Dispute
August 2009Other Business Activities
Raymond is an employee of both JPMorgan Securities and JPMorgan Bank since September 2021. As an employee of JPMorgan Bank, he can offer bank products and services, including deposit and credit products.
Employment History
Current Registrations
J.P. Morgan Securities LLC
J.P. Morgan Securities LLC
J.P. Morgan Securities LLCBroker
Previous Registrations
Wells Fargo Clearing Services, LLC
Wells Fargo Clearing Services, LLCBroker
RBC Capital Markets CorporationBroker
Tucker Anthony IncorporatedBroker
Seligman Securities, INC.Broker
Fidelity Distributors CorporationBroker
State Registrations53 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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