Michael Lee is a registered investment advisor at LPL Financial LLC, based in Denmark, ME, with 42 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
Denmark, ME
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Michael has W-2 employment with the Town of Baldwin since June 2024. This non-investment related activity takes about a quarter of his time.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Next Financial Group, INC.
Next Financial Group, INC.Broker
Sagepoint Financial, INC.
Sagepoint Financial, INC.Broker
Pacific West Financial Consultants INC
Pacific West Securities, INC.Broker
Polar Investment Counsel, INC.Broker
Eastern Point Advisors INC.
Investors Capital CORP.Broker
Atlas Brokerage Company, L.P.Broker
Sunamerica Securities, INC.Broker
New Life Brokerage Services, INC.Broker
Ebs Brokerage Services, INC.Broker
First Maine Securities CORP.Broker
Monarch Securities, INC.Broker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.