RP
RP
Robert Peabody
44 Years of Experience
Grosse Pointe Farms, MI
3 DisclosuresBroker
Robert Peabody is a registered investment advisor at Raymond James & Associates, INC., based in Grosse Pointe Farms, MI, with 44 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B
Fee Structure
Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location
15 and 21 Kercheval Avenue, 2 Suites, Same Building, Grosse Pointe Farms, MI, 48236
Get directionsHistory
Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 2005Settled
Customer Dispute
April 2005Denied
Customer Dispute
June 2001Closed-No Action
Other Business Activities
Robert is an advisory board member for Friends Who Care, dedicating minimal time to this activity.
Employment History
Current Registrations
Raymond James & Associates, INC.
October 2010 - Present · 15 yrs 7 mos
Raymond James & Associates, INC.Broker
June 1998 - Present · 27 yrs 11 mos
Previous Registrations
Roney & CO.Broker
May 1998 - September 1999 · 1 yr 4 mos
Roney & CO. L.L.C.Broker
March 1995 - May 1998 · 3 yrs 2 mos
Smith Barney INC.Broker
July 1993 - March 1995 · 1 yr 8 mos
Lehman Brothers INC.Broker
March 1988 - July 1993 · 5 yrs 4 mos
A. G. Edwards & Sons, INC.Broker
December 1981 - March 1988 · 6 yrs 3 mos
State Registrations25 states
AZCACTFLGAILINLAMAMDMIMTNCNJNVNYOHPARISCTNTXUTVAWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.