Harvey Bowks
Harvey Bowks is a ChFC-designated registered investment advisor at Cetera Investment Advisers LLC, based in Kingston, NY, with 44 years of industry experience. Harvey operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
106 Main Street Suite 102, Kingston, NY, 12401
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Harvey is an insurance agent selling various insurance products and operates under several DBAs for insurance and financial services. He also serves on the board of multiple non-profit organizations, dedicating minimal time to each.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Cetera Advisor Networks LLC
Walnut Street Securities, INC.Broker
Nathan & Lewis Securities, INC.
Ing Financial Advisers, LLCBroker
Aetna Life Insurance and Annuity CompanyBroker
Nathan & Lewis Securities, INC.Broker
State Registrations47 states
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