Richard Braverman
Richard Braverman is a CFP-designated registered investment advisor at Geneos Wealth Management, INC., based in Lancaster, PA, with 44 years of industry experience. Richard operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Investment Management, Retirement Planning. Their firm serves 14,112 clients with $5.6B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Geneos offers investment management services where representatives continuously monitor your account and make trades when necessary. This is offered under the VIP program, where you pay transaction charges separately, and the VIP Ultra and Axiom wrap fee programs, where advisory and transaction services are bundled into one fee. The annual fee ranges from 0.00% to 2.50% of your portfolio, with a minimum fee of 0.50%. Fees and fee structures vary by representative. Advisory accounts direct with American Funds utilizing their F2 share class will have either a tiered fee of 0.50%, 0.60%, 0.80%, or 1.00% dependent upon account balance and is not negotiable or a fixed fee of 0.75% which is not negotiable.
Location
2173 Embassy Dr, Lancaster, PA, 17603
Get directionsHistory
Regulatory History (3)
Customer Dispute
December 2021Customer Dispute
February 2021Customer Dispute
June 2020Other Business ActivitiesSells Insurance
Richard operates under the DBA Braverman Financial Associates and is an independent representative with various insurance carriers, focusing on fixed products. He is also an author and an employee of Heffernan Insurance Brokers.
Employment History
Current Registrations
Geneos Wealth Management, INC.
Geneos Wealth Management, INC.Broker
Previous Registrations
Fsc Securities Corporation
Braverman Financial Associates
Fsc Securities CorporationBroker
Royal Alliance Associates, INC.Broker
Keogler, Morgan & Company, INC.Broker
Hibbard Brown & CO., INC.Broker
Fsc Securities CorporationBroker
Investors Brokerage Services, INC.Broker
Eric Securities, CORP.Broker
John Hancock Distributors, INC.Broker
State Registrations20 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.