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Alan Palazzo

Ameriprise Financial Services, LLC
44 Years of Experience
Hawthorne, NJ
1 DisclosureBroker
View SEC Summary
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Alan Palazzo is a registered investment advisor at Ameriprise Financial Services, LLC, based in Hawthorne, NJ, with 44 years of industry experience. Alan is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 6 more. Their firm serves 1,386,329 clients with $660B in assets under management.

Ameriprise Financial Services, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12955 advisors
Number of Clients
1,386,329 clients
Average Client Portfolio
$476K average
Assets Under Management
$660.5B

Fee Structure

Minimum Investment:$2K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

The maximum total annual advisory fee is 2.0% of managed account assets. Fees are negotiable with your financial advisor and vary based on the specific program and services selected.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

663 Lafayette Avenue, Hawthorne, NJ, 07506

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
October 1988
Award / Judgment
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Ameriprise Financial Services, LLC
March 2008 - Present · 18 yrs 7 mos
Ameriprise Financial Services, LLC
March 2008 - Present · 18 yrs 7 mos
Ameriprise Financial Services, LLCBroker
March 2008 - Present · 18 yrs 7 mos
Previous Registrations
Banc of America Investment Services, INC.Broker
October 2004 - March 2008 · 3 yrs 5 mos
Banc of America Investment Services, INC.
October 2004 - March 2008 · 3 yrs 5 mos
Quick & Reilly, INC.
March 2003 - October 2004 · 1 yr 7 mos
Quick & Reilly, INC.Broker
October 2002 - October 2004 · 2 yrs
A. G. Edwards & Sons, INC.Broker
January 1990 - November 2002 · 12 yrs 10 mos
Hanifen, Imhoff Securities CORP.Broker
January 1990 - January 1990 · 0 mos
Moore & Schley, Cameron & CO.Broker
January 1987 - January 1990 · 3 yrs
Philips, Appel & Walden, INC.Broker
December 1981 - January 1987 · 5 yrs 1 mo
State Registrations9 states
DCDEFLMAMDNCNJNYVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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Alan Palazzo - Financial Advisor | TrueAdvisor