Thomas Theodore
Thomas Theodore is a registered investment advisor at Osaic Wealth, INC., based in Naperville, IL, with 44 years of industry experience. Thomas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
1770 Park St, Ste 204, Naperville, IL, 60563
Get directionsHistory
Regulatory History (2)
Customer Dispute
August 1994Customer Dispute
September 1985Other Business ActivitiesSells Insurance
Thomas owns several businesses, including rental properties, Wealth Strategies Counselors, Inc., Tax & Investment Services, Inc., and Tax & Accounting Strategies, Inc. He also sells life, disability insurance, and fixed annuities, and is a registered representative with Osaic Wealth, Inc.; several of these activities take about a quarter of Thomas's time.
Employment History
Current Registrations
Osaic Wealth, INC.Broker
Wealth Strategies Counselors, INC
Previous Registrations
Fsc Securities CorporationBroker
Mony Securities CORP.Broker
Keogler, Morgan & Company, INC.Broker
Mfs Brokerage Services, INC.Broker
Investacorp, INC.Broker
Private Ledger Financial Services, IncorporatedBroker
Financial Planners Equity CorporationBroker
State Registrations22 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.