DJ
DJ
David Jones
38 Years of Experience
Menominee, MI
2 DisclosuresMay Earn Commission
David Jones is a registered investment advisor at D & G Advisory Group, L.L.C., based in Menominee, MI, with 38 years of industry experience. Their practice areas include Estate Planning, High Net Worth, Investment Management, Retirement Planning, and 1 more. Their firm serves 283 clients with $160M in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
2 advisors
Number of Clients
283 clients
Average Client Portfolio
$553K average
Assets Under Management
$156.4M
Fee Structure
Minimum Investment:$100K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.00% |
Investment management fees are negotiable.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
Menominee, MI
Get directionsHistory
Regulatory History (2)
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Customer Dispute
October 2015Denied
Customer Dispute
April 2010Settled
Employment History
Current Registrations
D & G Advisory Group, L.L.C.
April 2011 - Present · 15 yrs 1 mo
Previous Registrations
Osaic Wealth, INC.Broker
November 2023 - January 2024 · 2 mos
Fsc Securities Corporation
July 2007 - September 2011 · 4 yrs 2 mos
Fsc Securities CorporationBroker
August 2001 - November 2023 · 22 yrs 3 mos
Sii Investments, INC.Broker
November 1995 - September 2001 · 5 yrs 10 mos
Mutual of Omaha Investor Services, INC.Broker
September 1987 - September 1995 · 8 yrs
State Registrations7 states
AZFLIDMIMNSCWI
Advisor
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.