David Moenning
David Moenning is a registered investment advisor at Heritage Capital Advisors, LLC, based in Arvada, CO, with 26 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 2 clients with $670M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Heritage Capital Advisors offers investment management services where fees are negotiable, with a maximum annual fee of 1.95%. The final fee schedule is outlined in the investment advisory contract. Fees are paid either monthly or quarterly, in advance or after the fact. Clients can terminate the agreement with ten days' written notice.
Location
Arvada, CO
Get directionsHistory
Regulatory History (1)
Employment Separation After Allegations
December 2017Other Business Activities
David is dually registered with Clarus Wealth Advisors, an unaffiliated RIA, and spends a few hours per week on this activity. He does not service overlapping clients and is subject to the policies of both firms.
Employment History
Current Registrations
Heritage Capital Advisors, LLC
Previous Registrations
Eastsound Capital Advisors, LLC
Sowell Management Services
Concert Wealth Management
Heritage Capital Advisors, LLC
Heritage Capital Management INC
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.