James Potoka
James Potoka is a CFP-designated registered investment advisor at Osaic Wealth, INC., based in Yardley, PA, with 44 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
800 Township Line Road, Suite 125, Yardley, PA, 19067
Get directionsHistory
Regulatory History (3)
Customer Dispute
July 2015Customer Dispute
September 2004Customer Dispute
November 2002Other Business ActivitiesSells Insurance
James operates as an independent insurance agent under Legacy Financial Services, selling life, disability, health, and long-term care insurances, dedicating a few hours per week. He is also the owner of Legacy Management Inc., a corporation used to pay for office expenses, spending minimal time on this activity.
Employment History
Current Registrations
Osaic Wealth, INC.Broker
Osaic Wealth, INC.
Previous Registrations
Fsc Securities Corporation
Fsc Securities CorporationBroker
Waddell & Reed, INC.Broker
State Registrations18 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.