David Dugan
David Dugan is a CFP-designated registered investment advisor at Cetera Investment Advisers LLC, based in Marblehead, MA, with 42 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
10 Atlantic Ave, Suite #28, Marblehead, MA, 01945
Get directionsHistory
Regulatory History (2)
Customer Dispute
April 2013Customer Dispute
February 2013Other Business ActivitiesSells Insurance
David is an insurance agent selling life, health, annuities, and long-term care insurance, but spends minimal time on it. He also owns rental real estate and works as a financial advisor for Stone Coast Advisors, LLC, dedicating about full-time hours to this.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Advisors LLCBroker
Previous Registrations
Cetera Advisors LLC
Investors Capital Advisory
Investors Capital CORP.Broker
Winslow, Evans & Crocker, INC.
Winslow, Evans & Crocker, INC.Broker
Wells Fargo Advisors, LLC
Wells Fargo Advisors, LLCBroker
A. G. Edwards & Sons, INC.
A. G. Edwards & Sons, INC.Broker
Janney Montgomery Scott LLCBroker
A. G. Edwards & Sons, INC.Broker
Dean Witter Reynolds INC.Broker
First Jersey Securities, INC.Broker
State Registrations6 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.