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Andrew Fugazzi

44 Years of Experience
Columbus, OH
1 DisclosureBroker

Andrew Fugazzi is a registered investment advisor at Ameriprise Financial Services, LLC, based in Columbus, OH, with 44 years of industry experience. Andrew operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12781 advisors
Number of Clients
1,330,280 clients
Average Client Portfolio
$424K average
Assets Under Management
$564.6B

Fee Structure

Minimum Investment:$2K

Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.

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Location

8008 N High St, Columbus, OH, 43235

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
July 2003
Closed-No Action
Other Business Activities

Andrew works as a financial advisor in Jeff Chaddock's Ameriprise practice. This investment-related activity takes about a quarter of his time.

Employment History
Current Registrations
Ameriprise Financial Services, LLC
September 1999 - Present · 26 yrs 10 mos
Ameriprise Financial Services, LLC
January 1982 - Present · 44 yrs 6 mos
Ameriprise Financial Services, LLCBroker
January 1982 - Present · 44 yrs 6 mos
Previous Registrations
Ids Life Insurance CompanyBroker
April 2003 - July 2006 · 3 yrs 3 mos
Ids Life Insurance CompanyBroker
June 1989 - August 1995 · 6 yrs 2 mos
Ids Financial Services INC.Broker
January 1984 - December 1986 · 2 yrs 11 mos
State Registrations20 states
AZCACOFLGAILINMIMNMONCNYOHPASCTNTXUTVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Andrew Fugazzi - Financial Advisor | TrueAdvisor