Brian Ginty
Brian Ginty is a registered investment advisor at Ronald Gelok & Associates, LLC, based in Naples, FL, with 30 years of industry experience. Brian operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Estate Planning, Insurance Planning, Investment Management, and 1 more. Their firm serves 230 clients with $75M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.50% |
| $1.0M - $3.0M | 1.00% |
| $3.0M - $5.0M | 0.75% |
| $5M+ | 0.50% |
Fees are negotiable at the firm's sole discretion based on criteria such as anticipated future assets, account composition, and related accounts. Total annual advisory fee when employing third-party advisers shall not exceed 2.50%.
Fee Estimator
Location
999 Vanderbilt Beach Road, Suite 200, Naples, FL, 34108
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Brian is a life insurance and non-variable annuities agent since 1985. He dedicates about half of his time to sales of various lines of insurance through various insurance carriers.
Employment History
Current Registrations
Ronald Gelok & Associates, LLC
Previous Registrations
Aag Capital, INCBroker
MML Investors Services, LLC
MML Investors Services, LLCBroker
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
LPL Financial LLC
LPL Financial LLCBroker
Prudential Investment Management Services LLCBroker
MML Investors Services, INC.Broker
Aon Securities CorporationBroker
New Century Financial Group LLC
Royal Alliance Associates, INC.Broker
Fsc Securities CorporationBroker
American International Fund Distributors, INC.Broker
The Equitable Life Assurance Society of the United StatesBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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