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Graham Clement

Planmember Securities Corporation
28 Years of Experience
Houston, TX
3 DisclosuresBrokerSells Insurance
View SEC Summary
View SEC Summary

Graham Clement is a registered investment advisor at Planmember Securities Corporation, based in Houston, TX, with 28 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 68,678 clients with $9B in assets under management.

Planmember Securities Corporation
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
433 advisors
Number of Clients
68,678 clients
Average Client Portfolio
$132K average
Assets Under Management
$9.0B

Fee Structure

Minimum Investment:$2K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any0.70%

PlanMember Elite Program also charges a 0.20% administrative fee. Total fee for PlanMember Elite is 0.90%. The fee is for either the PlanMember Elite Program or the Scarborough Investment Advisory Accounts.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

3663 North Sam Houston Pkwy East, Suite 600, Houston, TX, 77032

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
June 2014
Denied
Customer Dispute
January 2014
Closed-No Action
Employment Separation After Allegations
June 2010
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Graham is the owner of Moeybea Wealth Management DBA Lone Star Financial, providing investment and insurance sales and services. This is a full-time commitment for Graham.

Employment History
Current Registrations
Planmember Securities Corporation
May 2014 - Present · 12 yrs
Planmember Securities CorporationBroker
May 2014 - Present · 12 yrs
Previous Registrations
Legend Advisory CORP
April 2014 - May 2014 · 1 mo
Legend Equities CorporationBroker
March 2014 - May 2014 · 2 mos
VALIC Financial Advisors, INC.
November 2010 - April 2014 · 3 yrs 5 mos
VALIC Financial Advisors, INC.Broker
September 2010 - April 2014 · 3 yrs 7 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
March 2010 - July 2010 · 4 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
March 2010 - July 2010 · 4 mos
Allegiant Asset Management L.L.C.
June 2009 - March 2010 · 9 mos
Allegiant Securities L.L.C.Broker
April 2009 - March 2010 · 11 mos
Quest Capital Strategies, INC.Broker
March 2007 - April 2007 · 1 mo
Quest Capital Strategies, INC.
April 2004 - April 2005 · 1 yr
Quest Capital Strategies, INC.Broker
April 2004 - April 2005 · 1 yr
Citicorp Investment ServicesBroker
February 1992 - June 1992 · 4 mos
Financial Horizons Securities CorporationBroker
February 1992 - July 1992 · 5 mos
Eden Financial Funds Group, INC.Broker
October 1990 - October 1991 · 1 yr
Great Western Financial Securities CorporationBroker
October 1990 - December 1991 · 1 yr 2 mos
Barnett Brokerage Service, INC.Broker
July 1990 - September 1990 · 2 mos
Dean Witter Reynolds INC.Broker
September 1984 - July 1990 · 5 yrs 10 mos
Security First Financial, INC.Broker
January 1982 - October 1985 · 3 yrs 9 mos
State Registrations1 state
TX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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