MG
MG

Michael Gaudino

42 Years of Experience
Lancaster, PA
1 DisclosureBrokerSells Insurance

Michael Gaudino is a registered investment advisor at Hornor, Townsend & Kent, LLC, based in Lancaster, PA, with 42 years of industry experience. Michael operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Retirement Planning. Their firm serves 31,522 clients with $7.8B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
456 advisors
Number of Clients
31,522 clients
Average Client Portfolio
$246K average
Assets Under Management
$7.8B

Fee Structure

HTK offers investment advisory services through third-party asset managers (TPAMs). When HTK and its advisors act as co-advisors, they may receive a portion of the advisory fee charged by the TPAM. In some cases, the advisor may add a fee to the TPAM fee for certain advisory services. HTK charges up to 1.5% of the client's account value, not including manager fees and other charges associated with the TPAM program.

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Location

1525 Oregon Pike, Suite 1501, Lancaster, PA, 17601

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History

Regulatory History (1)
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Customer Dispute
February 2008
Denied
Other Business ActivitiesSells Insurance

Michael works as an agent for 1847 Financial, selling and servicing life, accident, health, disability, long-term care insurance, and annuities, dedicating nearly full-time hours to this. He also owns multiple rental properties, spending minimal time on these activities.

Employment History
Current Registrations
Hornor, Townsend & Kent, LLC
June 2016 - Present · 9 yrs 11 mos
Hornor, Townsend & Kent, LLCBroker
March 2016 - Present · 10 yrs 2 mos
Previous Registrations
Metlife Securities INC.
November 2007 - March 2016 · 8 yrs 4 mos
Metlife Securities INC.Broker
April 1998 - March 2016 · 17 yrs 11 mos
Metropolitan Life Insurance CompanyBroker
April 1998 - July 2007 · 9 yrs 3 mos
Ameritas Investment CORP.Broker
November 1996 - April 1998 · 1 yr 5 mos
John Hancock Mutual Life Insurance CompanyBroker
March 1996 - October 1996 · 7 mos
John Hancock Distributors, INC.Broker
March 1996 - October 1996 · 7 mos
Nylife Securities INC.Broker
October 1995 - January 1996 · 3 mos
Metlife Securities INC.Broker
January 1993 - February 1995 · 2 yrs 1 mo
Metropolitan Life Insurance CompanyBroker
January 1993 - February 1995 · 2 yrs 1 mo
Pruco Securities CorporationBroker
November 1983 - December 1992 · 9 yrs 1 mo
John Hancock Distributors, INC.Broker
December 1982 - October 1983 · 10 mos
State Registrations5 states
CAFLMDPAVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.