Phillip Anton
Phillip Anton is a registered investment advisor at Calton & Associates, INC., based in Tampa, FL, with 43 years of industry experience. Their practice areas include Education Planning, Estate Planning, Insurance Planning, Investment Management, and 1 more. Their firm serves 5,283 clients with $1.6B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Calton charges a percentage of your portfolio for investment management, up to 2.60% annually. This fee may be negotiable. The exact fee depends on the representative managing your account and the program you select. You may also incur additional fees from third-party money managers. Calton bills quarterly, either in advance or arrears. You can terminate the agreement with 30 days' notice, and any unearned fees will be refunded. Some clients may be charged performance-based fees.
Location
2701 N Rocky Point Drive, Suite 1000, Tampa, FL, 33607
Get directionsHistory
Regulatory History (2)
Judgment / Lien
November 2018Judgment / Lien
December 2016Other Business Activities
Phillip works as a sports agent for Pro Sports Enterprises since 1996, spending about 10-20% of his time on this activity. He introduces coaches and athletes to a partner who handles contracts and endorsements, and serves as a point of contact.
Employment History
Current Registrations
Calton & Associates, INC.
Calton & Associates, INC.
Calton & Associates, INC.Broker
Previous Registrations
Newport Coast Asset Management
Newport Coast Securities, INC.Broker
Wedbush Morgan Securities INC.Broker
Wedbush Morgan Securities INC.
Brookstreet Capital Management
Brookstreet Securities CorporationBroker
First American Equities, INC.Broker
Securities West, INC.Broker
State Registrations7 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.