Giovanni Vitale
Giovanni Vitale is a registered investment advisor at Upstate Advisors Group, based in North Syracuse, NY, with 26 years of industry experience. Giovanni operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.00% |
| $500K - $750K | 0.75% |
| $750K+ | 0.50% |
Fees are negotiable.
Fee Estimator
Location
453 S Main St, North Syracuse, NY, 13212
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Giovanni is a partner in a rental property, an advisor at Upstate Advisors Group, and an agent for insurance sales. He also provides advisory services through JSD & Associates and is an investor/owner in a dry cleaning business where his wife is the majority owner; he dedicates about half his time to Upstate Advisors Group and JSD & Associates, a few hours per week to insurance sales, and minimal time to the dry cleaning business and rental property.
Employment History
Current Registrations
Upstate Advisors Group
Osaic Wealth, INC.
Osaic Wealth, INC.Broker
Previous Registrations
Upstate Advisors Group
Securities America Advisors, INC.
Securities America, INC.Broker
Cadaret, Grant & CO., INC.Broker
State Registrations6 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.