Larry Carroll
Larry Carroll is a registered investment advisor at Wealth Enhancement Advisory Services, LLC, based in Charlotte, NC, with 44 years of industry experience. Larry operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Alternative Investments, Annuities, Business Owners, Corporate Executives, and 8 more. Their firm serves 85,001 clients with $120B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.00% |
Fees are negotiable and vary by client complexity, not to exceed 2.00% per year. Sample schedules show rates of 1.50% for portfolios under $1M, 1.25% for $1M to $2M, and 1.00% for over $2M.
Fee Estimator
Location
4521 Sharon Rd, Suite 400, Charlotte, NC, 28211
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Regulatory History (1)
Customer Dispute
August 2009Other Business Activities
The firm Wealth Enhancement Advisory Services will amend the U4 with Outside Business Activities (OBAs) for Larry.
Employment History
Current Registrations
Wealth Enhancement Advisory Services, LLC
Previous Registrations
Carroll Financial Associates INC
Cetera Advisor Networks LLCBroker
Keogler, Morgan & Company, INC.Broker
Fsc Securities CorporationBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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