Larry Carroll
Larry Carroll is a registered investment advisor at Wealth Enhancement Advisory Services, LLC, based in Rock Hill, SC, with 44 years of industry experience. Larry operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Investment Management, Retirement Planning, Tax Planning. Their firm serves 70,834 clients with $95B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Wealth Enhancement Advisory Services (WEAS) charges a percentage of your portfolio each year for investment management. The exact fee is negotiable and depends on the complexity of the services, but it will not exceed 2% per year of the value of your portfolio. WEAS may waive or discount fees for employees or relatives of employees of Wealth Enhancement Group, LLC. WEAS may also engage separate management firms to assist in managing your assets. These firms charge a fee for their services, which are in addition to WEAS’ advisory fees.
Location
331 E Main St, Suite 403, Rock Hill, SC, 29730
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Regulatory History (1)
Customer Dispute
August 2009Other Business Activities
The firm Wealth Enhancement Advisory Services will amend the U4 with Outside Business Activities (OBAs) for Larry.
Employment History
Current Registrations
Wealth Enhancement Advisory Services, LLC
Previous Registrations
Carroll Financial Associates INC
Cetera Advisor Networks LLCBroker
Keogler, Morgan & Company, INC.Broker
Fsc Securities CorporationBroker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.