CM
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Charlotte Mabry
44 Years of Experience
Primm Springs, TN
1 Disclosure
Charlotte Mabry is a registered investment advisor at Delphi Wealth Management LLC, based in Primm Springs, TN, with 44 years of industry experience. Charlotte operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 26 clients with $20M in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1 advisor
Number of Clients
26 clients
Average Client Portfolio
$768K average
Assets Under Management
$20.0M
Fee Structure
Minimum Investment:$1M
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.50% |
Asset management fees may be negotiable depending on factors such as the amount of assets under management, the range of investments, and the complexity of the client’s financial circumstances.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
Primm Springs, TN
Get directionsHistory
Regulatory History (1)
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Regulatory
October 2020Final
Employment History
Current Registrations
Delphi Wealth Management LLC
April 2020 - Present · 6 yrs 1 mo
Previous Registrations
Sage Investment Counsel
February 2010 - December 2020 · 10 yrs 10 mos
Mabry-Calvin, LLC
June 2004 - December 2009 · 5 yrs 6 mos
Wiley Bros.-Aintree Capital, LLC
January 2004 - April 2011 · 7 yrs 3 mos
Wiley Bros.-Aintree Capital, LLCBroker
August 1990 - April 2011 · 20 yrs 8 mos
Fsc Securities CorporationBroker
March 1989 - August 1990 · 1 yr 5 mos
Dean Witter Reynolds INC.Broker
May 1984 - April 1989 · 4 yrs 11 mos
A. G. Edwards & Sons, INC.Broker
January 1982 - May 1984 · 2 yrs 4 mos
State Registrations1 state
TN
Advisor
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.