Douglas Brown
Douglas Brown is a CFP-designated registered investment advisor at Raymond James Financial Services Advisors, INC, based in Petoskey, MI, with 44 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
434 E Lake St, Petoskey, MI, 49770
Get directionsHistory
Regulatory History (1)
Customer Dispute
October 2009Other Business Activities
Douglas is an independent contractor and owner of Doug Brown & Associates, LLC, a support company and DBA. He is also an independent registered representative and Certified Financial Planner, dedicating about 10-20% of his time to the business, with significant time during trading hours.
Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
Raymond James Financial Services, INC.Broker
Previous Registrations
Raymond James & Associates, INC.
Raymond James & Associates, INC.Broker
J.J.B. Hilliard, W.L. Lyons, INC.Broker
First of Michigan CorporationBroker
A. G. Edwards & Sons, INC.Broker
E. F. Hutton & Company INCBroker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations22 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.